Structure, accountability, and discipline
Our governance framework is designed to ensure that investor interests are protected, that capital is managed within clearly defined parameters, and that all material decisions are subject to appropriate oversight and documentation.
The specific legal and regulatory details of our governance structure differ between our South African regulated entity and our offshore entity.
Risk Management Framework
Risk management is embedded in our investment and operational process. Position-level risk, drawdown limits, strategy exposure, and concentration risk are monitored on an ongoing basis. Risk parameters are documented in each strategy mandate and reviewed periodically.
Compliance & Regulatory Oversight
South African operations are conducted through an FSCA-licensed entity subject to the FAIS Act and applicable conduct standards, including the General Code of Conduct for Authorised Financial Services Providers. Offshore operations are structured through a separate international entity with its own operational compliance framework.
Capital Governance
All capital instructions (subscriptions, redemptions, and reallocations) are processed through a structured workflow with defined approval steps, compliance review gates, and auditable status transitions. Capital governance records are maintained for all active and historical accounts.
Operational Controls
Investor accounts are maintained separately from operational and firm accounts. Platform access is controlled through role-based authentication with session management, audit logging, and secure document handling. All document downloads use expiring, signed access tokens.
Investor Reporting Discipline
Monthly statements are generated, reviewed, and delivered to investors' secure document vaults. Reporting accuracy is a non-negotiable operational standard. Investors are notified when statements are available, and historical reporting is maintained in the document vault.
Conflicts of Interest
Veridion maintains a conflicts of interest register and discloses material conflicts to investors as required. Our conflicts of interest policy identifies, manages, and mitigates situations where interests may diverge between the firm, its principals, and its investors.
Treating Customers Fairly
We are committed to the Financial Sector Conduct Authority's Treating Customers Fairly (TCF) outcomes. This includes fair and transparent communication, products and services suitable for the target market, and access to an effective complaints and redress pathway.
Complaints & Redress
Veridion maintains a formal complaints handling process. All complaints are acknowledged, investigated, and responded to in accordance with applicable regulatory requirements. Contact details and the complaints process are available on our Complaints page.