Last updated: 2026-03-27
Veridion Capital Management manages investor mandates through third-party broker platforms. The broker is responsible for trade execution, account custody, and margin management. Veridion provides investment management direction, oversight, monitoring, and investor reporting; we do not act as a broker or hold client funds directly.
Strategies are currently operated through the following broker platform(s):
Broker selection is based on execution quality, platform capabilities, and regulatory standing. Material financial arrangements with brokers, including any commission or fee-sharing arrangements, are disclosed below or on request.
Client assets remain at designated third-party broker; Veridion acts under managed-account mandate authority only.
Veridion Capital Management instructs trading on managed accounts through the applicable broker platform. Trade execution is carried out by the broker in accordance with its own execution policy and terms. Veridion monitors execution quality on an ongoing basis and addresses material execution concerns through its broker oversight process.
Client capital is held in accounts with the applicable broker. There is an inherent counterparty risk associated with the broker holding your funds. Veridion does not guarantee the financial soundness of any broker platform. Investors should ensure they understand the broker's account protection, regulatory status, and applicable investor protection schemes (if any) before investing.
Broker fees, spreads, commissions, and swap charges applied to positions within managed accounts are charged by the broker and may affect net strategy performance. These costs are in addition to any management or performance fees charged by Veridion. Applicable broker fee structures are disclosed during onboarding.
Investor accounts on the broker platform are set up under a Power of Attorney or Limited Power of Attorney arrangement that grants Veridion trading authority over the managed account while the investor retains read-only access and ownership of the account. The specific account structure is confirmed in the managed account mandate.
For questions about broker arrangements, contact: compliance@veridioncapital.com