Last updated: 2026-03-27
This summary sets out how Veridion Capital Management identifies, manages, and discloses conflicts of interest that may arise in the conduct of our business. This policy applies to all principals, staff, and associated persons of the firm.
A conflict of interest arises where the interests of Veridion Capital Management, its principals, or associated persons may diverge from the interests of an investor. This includes situations where the firm or an individual associated with the firm could benefit (financially or otherwise) at the expense of an investor, or where competing investor interests could disadvantage one party over another.
Veridion has identified the following categories of potential conflict:
We manage conflicts of interest through the following controls:
Veridion Capital Management works with third-party brokers to execute investor mandates. The selection of brokers is based on execution quality, platform capabilities, and regulatory standing, not on commission or referral arrangements that would create a conflict with investor interests. Any material financial arrangements with brokers are disclosed in the Broker & Execution Disclosure.
Where a conflict of interest cannot be adequately managed through internal controls, we will disclose the conflict to the affected investor before proceeding. Disclosure is made in a manner that allows the investor to make an informed decision about how to proceed.
Questions or concerns about conflicts of interest can be directed to: compliance@veridioncapital.com.