PAIA Access Manual

Name: D. Mokoena

Title: Information Officer

Email: privacy@veridioncapital.com

Telephone: +27 10 500 1201

Postal address: 1 Sandton Drive, Sandton, Johannesburg, 2196, South Africa

The following categories of records are made available on this website without the need to submit a formal PAIA request:

• Terms of Use
• Privacy Policy
• POPIA & Data Protection Statement
• Risk Disclosure
• Performance Disclaimer
• Complaints Process
• Conflict of Interest Summary

The following categories of records may be available on submission of a formal PAIA access request, subject to the grounds for refusal set out in PAIA:

• Investor account records (available to the investor to whom they relate)
• Compliance and KYC records (subject to confidentiality and regulatory constraints)
• Internal governance documentation (subject to commercial confidentiality grounds)

PAIA requests must be submitted using the prescribed Form C (available from the South African Information Regulator) to the Information Officer at the address above. A prescribed fee may apply for access to records.

We will respond to valid PAIA requests within 30 days of receipt, unless an extension is permitted and required under PAIA.

Access to records may be refused on grounds including: mandatory protection of third-party personal information; commercial confidentiality; records subject to legal professional privilege; and other grounds specified in PAIA. Any refusal will be communicated in writing with reasons.

If access is refused, the requester may apply to the Information Regulator or a court for relief as provided for in PAIA. Details of the applicable process are available from the Information Regulator of South Africa at www.inforegulator.org.za.